01. LAUNCH: LAUNCH AND LICENSING
Prepare your launch. Move forward with a clear roadmap.
Are you setting up a financial business? Entering a new market? Launching a product? We help you prepare your organisation.
What we do: Clarify the regulatory perimeter. Identify the requirements and the authorisations to consider. Identify the gaps. Prepare the application with your teams and your advisers. Structure governance, procedures and controls. Support the responses to the authority’s requests.
Your deliverables: A regulatory diagnosis. A roadmap with owners and deadlines. An application ready for filing. The priority frameworks documented.
You know what to prepare, in what order, and which points to resolve before launch.
02. CONTROL YOUR RISKS: COMPLIANCE AND REMEDIATION
Move from findings to verifiable fixes.
Has an inspection found failures? Do controls fail regularly? Do you need to check that your procedures are applied and effective?
What we do: Assess compliance, AML/CFT, governance or internal control. Analyse the causes of failures. Build a remediation plan suited to the risks. Prioritise the fixes. Review procedures, responsibilities and controls. Track the actions and review the evidence of completion.
Your deliverables: A documented diagnosis. A prioritised action plan. The procedures and controls concerned. A tracker of actions and evidence.
You know what is fixed, what remains open and what requires a decision.
03. COMPLETE YOUR FINANCIAL TRANSACTIONS: INVESTMENT AND FINANCING
Identify the requirements and the risks. Anticipate obstacles.
Are you preparing an investment, an investment vehicle, a securities issuance or a securitisation? We help you organise the regulatory work and its follow-up.
What we do: Identify the requirements and the authorisations to consider. Assess compliance, governance and organisational risks. Define the work, the responsibilities and the documents expected. Coordinate the follow-up with your teams, your advisers and the financial parties. Organise the monitoring of obligations over the life of the transaction.
Legal, financial or tax structuring is handled by the relevant specialists. Their role is defined according to the agreed scope.
Your deliverables: A matrix of requirements and risks. A roadmap. A tracker of open points. A calendar of obligations.
You know which conditions to meet and which decisions to take to move forward.